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Stephen L. Patton
Stephen L. Patton
Senior Vice President - Wealth Management
Financial Advisor
3201 West White Oaks Drive
Suite 100K
Springfield, IL 62704
tel: 217-547-3508
toll free: 800-216-7215
fax: 217-547-3535
Email Me
Welcome Education Honors Services Experience
Welcome

We know what's behind the money you've earned. That's why all of our investment experience, capabilities and resources are focused on one objective: to help you invest wisely. Our approach to investing is based on our time-tested way of doing business. We offer our clients intelligent counsel based on our research, intellect and hard work. It's an approach that has helped our clients work toward their financial goals since our firm was established over a century ago.
Education and Licensing
  • B.S. - Finance & Economics, 1974
    Arizona State University
    Tempe, AZ
  • Series 7 - General Securities Representative
  • Series 63 - Uniform State Exam
  • Series 65 - Investment Advisory Agent
  • Series 4 - Registered Options Principal
  • Series 24 - General Securities Principal
Honors and Recognitions
  • President's Council
Services
  • Wealth Management
  • Asset Management
  • Financial Planning
  • Retirement Planning
  • Estate Planning
  • Education Planning
  • Annuities
  • Fixed Income
  • Municipal Bonds
  • Qualified Plans
  • Certificates of Deposit
Business Experience
  • 2004 - Present: Morgan Stanley Smith Barney*
    Senior Vice President - Wealth Management
    Financial Advisor
    Springfield, IL
  • 1994 - 2004: Morgan Stanley
    Senior Vice President
    Financial Advisor
    Springfield, IL
  • 1990 - 1994: Kemper Securities
    Senior Vice President
    Financial Consultant
    Springfield, IL
  • 1976 - 1990: Dixon Bretscher Noonan Inc.
    Senior Vice President / Director
    Springfield, IL
Bulletin Board
  • Whenever the market is up or down 100 points, the 100 Point Commentary posted in Special Reports, will provide insight. Whenever you have questions about market activity, please contact us.
  • I am very appreciative when existing clients refer friends, family, and business associates for an exploratory meeting. I will do my utmost to meet your highest expectations.
  • I have a variety of educational and reference items under brochures. These items should keep you informed and help save you time. Please contact me if you have questions.
Stephen L. Patton is licensed in the following state(s): CA, CO, FL, GA, IL, MA, MI, MO, PA, UT, WA, WY
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
FEATURED REPORTS

2009 Annual Limits: Relating to Financial Planning (pdf)

How Your Account is Protected at Smith Barney (pdf)

100 Point Commentary (pdf)
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Morgan Stanley Smith Barney
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