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Marc Frankel
Financial Advisor
15260 Ventura Boulevard
Suite 1900
Sherman Oaks, CA 91403
tel: 818-382-5878
toll free: 800-237-4821
fax: 818-382-5768
Email Me
Welcome Services Education Experience
Welcome

Our approach to investing is based on our time-tested way of doing business. We offer our clients sound investment counsel based on our research, intellect and hard work. Whether you are beginning a relationship with our firm or broadening an existing one, we think you'll see that we offer unique advantages to you as an investor.
Services
  • Retirement Planning
  • Qualified Plans
  • Business Planning
  • Corporate Retirement Plans
  • Qualified Retirement Plans
  • Corporate Pension Funds
  • Defined Contribution Plans
  • Cash Management
  • Asset Management
  • Wealth Management
  • Corporate Cash Management
  • 401k Rollovers
Education and Licensing
  • JD
    American College
    Fullerton, CA
  • BSBA, 1984
    Menlo College
    Menlo Park, CA
  • JD, 1989
    American College
    Fullerton, CA
  • Series 7 - General Securities Representative
  • Series 63 - Uniform State Exam
  • Series 65 - Investment Advisory Agent
  • Life, Health, Variable Annuities and Long Term Care Insurance Licensed
Business Experience
  • Morgan Stanley Smith Barney*
    Financial Advisor
    Sherman Oaks, CA
  • 2000 - 2005: Crowell Weeton & Co
    Financial Advisor
    Encino, CA
  • 1997 - 2000: Morgan Stanley
    Financial Advisor
    Woodland Hills, CA
Bulletin Board
  • As a business owner who is responsible for the Company's 401(k) plan, are you concerned about the 401(k) plan's performance and whether or not there is a better way? We work with business owners to create and implement custom pension plans.
  • If you would like us to review your retirement planning strategy, please speak with us.
  • If you are considering upgrading your company's retirement plan, see brochures for some timely information.
Marc Frankel is licensed in the following state(s): AL, AZ, CA, FL, GA, NV
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.   Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
FEATURED REPORTS

401(k) Plan Sponsor: From Features to Benefits - The Statistics of Success (pdf)
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