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Keith Smithers
Director - Wealth Management
Financial Planning Specialist
Financial Planning Specialist
17505 W. Catawba Ave.
Suite 300, Waterstreet Seaport Building
Cornelius, NC 28031
Suite 300, Waterstreet Seaport Building
Cornelius, NC 28031
tel: 704-896-9126
toll free: 888-417-5344
fax: 704-892-0012
toll free: 888-417-5344
fax: 704-892-0012
Welcome
Associations
- Lake Norman YMCA
Board of Managers Member 2003 - 2006
Finance Committee Member 2000 - 2006
Finance Committee - Chairman 2003 - 2006 - Lake Norman Chamber of Commerce
Member - Davidson United Methodist Church
Finance Committee Member 1996 - 2006
Finance Committee Chairman 1999 - 2006
Member of Board of Stewards 1999 - 2006
Endowment Committee Member 2002 - 2006
Business Experience
- Worked in Financial Services Industry since 1985
- 2006 - Present: Morgan Stanley Smith Barney*
Director - Wealth Management
Financial Planning Specialist
Lake Norman, NC - 1988 - 2006: Legg Mason Wood Walker Inc.
Senior Vice President - Wealth Management
Charlotte & Lake Norman , NC
Honors and Recognitions
- Directors Council - Member 2006-2008
- Advisory Council - Member 2005
- Chairman's Council - Member 2001-2004
Education and Licensing
- Bachelors Degree - Business Administration
Bowling Green State University
- Legg Mason Trust Specialist
- Financial Planning Specialist Designation
- Series 7 - General Securities Representative
- Series 63 - Uniform State Exam
- Series 65 - Investment Advisory Agent
- Series 9 - General Securities Sales Supervisor-Options Module
- Series 10 - General Securities Sales Supervisor-General Module
- Series 31 - Managed Futures & Commodities
- Life, Heath & Variable Annuity Insurance Licensed
Services
- Wealth Management
- Financial Planning
- Retirement Planning
- 401k Rollovers
- Philanthropic Services
- Estate Planning
- 529 Plans
Bulletin Board
- In our continuing effort to bring you the best thinking and analysis on investing, join us Tuesday, Nov. 17 at 4:00 p.m. ET, when Chief Investment Officer Jeff Applegate will host a client call with Nouriel Roubini, professor of economics at New York University's Stern School of Business and cofounder and chairman of RGE Monitor. Professor Roubini, who is also known as "Dr. Doom" for presciently identifying the credit and housing bubbles, will share with us his outlook for the global economy and the markets in what is sure to be a lively discussion.
Participant Toll-Free Dial-In Number: (866) 502-2427
Conference ID Number: 40144573 - You can access your investment accounts by clicking on Your Portfolio on the right-hand side of this page.
- I am very appreciative when existing clients introduce friends, family, and business associates for an exploratory meeting. I will do my utmost to meet your highest expectations. Please email a link to my website to anyone in your life that may be facing a life changing event, such as retirement or an estate issue.
Keith Smithers is licensed in the following state(s): AL, AR, AZ, CA, CO, FL, GA, IA, ID, IL, KS, KY, MA, MD, MI, MN, MO, MT, NC, NH, NJ, NM, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
*Includes years at Smith Barney, affiliates and predecessor firms.
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
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