Christopher Laux - Morgan Stanley Smith Barney Financial Advisor - Boca Raton, FL
Morgan Stanley Smith Barney
Christopher Laux, CFP, CIMA
First Vice President
Financial Advisor
Senior Investment Management Consultant
Financial Planning Specialist
595 South Federal Highway
4th Floor
Boca Raton, FL 33432
tel: (561) 393-2034
toll-free: (800) 327-0144 
fax: (561) 393-6250

If you were offered a chance to glimpse your financial future would you do it? Many investors’ financial plans consist mostly of hope or false expectations with no clear vision of what is necessary today to have a reasonable chance of achieving their future goals.

Investing is not a competition. Financial success is not a matter of earning the highest returns or making the most money versus your neighbors or co-workers. Isn’t financial success really achieving your own goals with the lowest risk possible?

 Although my process is standardized, it results in a completely customized investment plan for each client. I look forward to discussing your situation with you and providing a glimpse of what your financial future might look like. 

 

Associations
  • 1994 - Present, Member
    FINRA Board of Arbitrators
  • Founding Board Member
    The Wellness Community
    Southeast Florida
  • Investment Management Consultants Association (IMCA)
Services
  • Municipal Bonds
  • Financial Planning
  • Estate Planning
  • Fixed Income
  • Annuities
  • Asset Management
  • Wealth Management
  • Endowments and Foundations
  • Investment Policy Statements
  • Alternative Investments
Education and Licensing
  • MBA, 1978
    University of Arkansas
    Fayetteville, AR
  • BA, Science, 1975
    Arkansas Tech University
    Russellville, AR
  • Financial Planning Specialist Designation
  • 1993, Certified Financial Planner
  • 2006, Certified Investment Management Analyst (CIMA)
  • Life, Health & Annuity Insurance Licensed
  • Series 7 - General Securities Representative
  • Series 8 - General Securities Sales Supervisor
  • Series 31 - Managed Futures & Commodities
  • Series 63 - Uniform State Exam
  • Series 65 - Investment Advisory Agent
Honors and Recognition
  • Century Council
    Smith Barney
  • 25 Years Loyal Service Award
Business Experience
  • 1987 - Present: Morgan Stanley Smith Barney

    First Vice President
    Senior Investment Management Consultant
    Financial Planning Specialist
    Assistant Branch Manager (1999 - 2005)
    Boca Raton, FL
  • 1978 - 1987: AT&T (formerly SBC Corp)

    Management
    Little Rock, AR

Bulletin Board
  • See Investing and Market Insights for the latest edition of the Global Investment Committee Newsletter: On the Markets.

  • Whenever the market is up or down 150 points, the 150 Point Letter posted under Investing and Market Insights, will provide insight. Whenever you have questions about market activity, please contact us.

Christopher Laux is licensed in the following state(s): AL, AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, MA, MD, ME, MI, MO, ND, NH, NJ, NV, NY, OH, OR, PA, TN, TX, VA, VT, WA, WI, WV, WY
This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.
Morgan Stanley Smith Barney ("MSSB") reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. MSSB will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. MSSB does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. Any profiles and associated content are for U.S. residents only
Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law.  Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.
The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley Smith Barney.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP, CERTIFIED FINANCIAL PLANNER and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Investment Management Consultants Association, Inc. owns the marks CIMA, Certified Investment Management Analyst (with graph element)®, and Certified Investment Management Analyst .

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