Brian Lum - Morgan Stanley Smith Barney Financial Advisor

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Welcome Services Education Experience Associations

My goal is to thoroughly understand your financial needs and then align the resources to help you meet or exceed them. I can help you evaluate near-term concerns and plan for long-term goals, be a sounding board for investment ideas, assist you in developing and executing a strategy that is precisely your own and helps you meet your needs.

Associations

Boomers Volleyball Club
Head Coach
Fort Lauderdale, FL
United States Volleyball Association
Member
Coral Springs Chinese Cultural Association
Member
Humane Society of Broward County
Walk For the Animals
Participant

Services

Financial Planning
Education Planning
Certificates of Deposit
Cash Management
401k Rollovers
Professional Portfolio Management
Municipal Bonds
Lending Services
Qualified Plans
Retirement Planning
Business Planning
Asset Management
Qualified Retirement Plans
Fixed Income
Exchange Traded Funds
529 Plans
Long Term Care Insurance
Life Insurance

Education and Licensing

Series 7 - General Securities Representative, 1998
Series 63 - Uniform State Exam, 1998
Series 65 - Investment Advisory Agent, 2001
Life and Variable Annuity Insurance Licensed, 1998
Health Insurance Licensed, 2010
BS - Marketing, 1998
BS - Finance, 1998
Florida State University
Tallahassee, FL
Financial Planning Associate Designation, 2008
Smith Barney
Smith Barney Advisor Certification, 2008

Business Experience

2008 - Present: Morgan Stanley Smith Barney

Financial Advisor
2006 - 2007: Colonial Brokerage, Inc.

Financial Advisor
Coconut Creek, FL
2000 - 2006: Wachovia Securities, LLC

Financial Advisor
Pompano Beach, FL
1998 - 2000: First Union Brokerage, Inc.

Financial Advisor
Pompano Beach, FL

Bulletin Board

You've worked hard to build your wealth for retirement. We can work with you to develop a plan so your wealth works just as hard - to help you get the most out of life after retirement. To learn more, call or send an email.
Have you considered the odds that you will need long term care? Long term care insurance can be a valuable extension of your retirement and financial plans and help protect your savings. To learn more, call or email us.
The highest compliment I can receive is the referral of your friends, family and business associates. Please consider sharing this information by forwarding "E-mail This Site to a Friend", or just have them "Google" me.

Brian Lum is licensed in the following state(s): AL, CA, CO, CT, DC, FL, GA, IL, MA, MD, ME, MI, MS, NC, NJ, NM, NY, OH, PA, RI, SC

This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site.

Morgan Stanley Smith Barney ("MSSB") reserves the right, to the extent permitted under applicable law, to retain and monitor all electronic communications. MSSB will not accept purchase or sale orders via any Internet site, social media site and/or its messaging systems. MSSB does not endorse and is not responsible and assumes no liability for content, products or services posted by third-parties on any Internet site, social media site and/or its messaging systems. All electronic communications are subject to terms available at the following link: http://www.morganstanley.com/disclaimers/mssbemail.html. Any profiles and associated content are for U.S. residents only

Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.

The securities/instruments, investments and investment strategies discussed in this material may not be suitable for all investors. The appropriateness of a particular investment or investment strategy will depend on an investor's individual circumstances and objectives. The views and opinions expressed on this website do not necessarily reflect those of Morgan Stanley Smith Barney.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP, CERTIFIED FINANCIAL PLANNER and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.

Investment Management Consultants Association, Inc. owns the marks CIMA, Certified Investment Management Analyst (with graph element)®, and Certified Investment Management Analyst .

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