Senior Investment Management Specialist/
Financial Advisor
Financial Planning Specialist
Suite 1000
San Diego, CA 92122
toll free: 800-821-4593
fax: 858-597-0455
- Monarch School of San Diego
Board of Trustees - Meals on Wheels
Board of Trustees - USO San Diego
Former Member, Board of Trustees
- B.A. - Economics, 1992
San Diego State University
San Diego, CA - Financial Planning Specialist Designation
- Guided Portfolio Management Designation
- Series 7 - General Securities Representative
- Series 31 - Managed Futures & Commodities
- Series 63 - Uniform State Exam
- Series 65 - Investment Advisory Agent
- Insurance License, #oc14947
Life, Variable Life and Long Term Care
- Professional Portfolio Management
- Municipal Bonds
- Fixed Income
- Alternative Investments
- Wealth Management
- Estate Planning
- Asset Management
- Philanthropic Services
- 2000 - Present: Morgan Stanley Smith Barney*
Vice President - Wealth Management
Senior Investment Management Specialist /
Financial Advisor
Financial Planning Specialist
San Diego, CA - 1994 - 2000: ML Stern & Co.
Investment Executive
San Diego, CA
- We consistently rank among the leaders in distribution and trading of tax-exempt, fixed-income securities. The strength of the firm's tax-exempt platform is reflected in our current number one ranking in lead-managed* municipal bond underwritings. See Municipal Bonds under Key Links on the left for details.
*Source: Thompson Financial Securities Data - See Special Reports for the November On the Markets. November's lineup includes "Let's Get Real" Real yields, which are yields adjusted for inflation, are now very good for high-grade corporate bonds and high yield bonds. In addition, the real earnings yield for the S&P 500 is quite high, too. These attractive real yields give investors an opportunity to get well ahead of inflation argue Chief Investment Officer Jeff Applegate, Chief Investment Strategist David M. Darst and Global Investment Strategist Charles Reinhard in this month's cover story.
- The amount of income you’ll need in order to live comfortably once you retire may be more than you think. To help make sure you’ll be able to sustain the retirement lifestyle you envision, ask us for a Personal Wealth Audit.


